AML Compliance – Testing & Monitoring Officer
The AML Compliance – Testing & Monitoring Officer at Interactive Brokers (IBKR) plays a pivotal role in ensuring the integrity and compliance of the company's financial operations. This position is situated within the Financial Crimes Compliance program, a critical component of IBKR's global compliance framework. IBKR, headquartered in Greenwich, Connecticut, is a leading global financial services firm known for its advanced technology and comprehensive product offerings.
In this role, the officer is responsible for developing and maintaining the Annual Financial Crimes test plan, coordinating daily execution with the offshore testing team, and ensuring that testing frameworks align with regulatory requirements and industry standards. Key duties include conducting testing and monitoring activities, analyzing test results to identify risk-based observations, and communicating deficiencies to business units and stakeholders. The officer also prepares executive reports summarizing test outcomes and contributes to the maintenance of the Global Financial Crimes Control Library. Collaboration with stakeholders across the Financial Crimes Compliance program and Engineering teams is essential, as is performing qualitative and quantitative analyses on financial crimes control data to assess risk and impact.
Candidates should possess a Bachelor's or Master's degree and have over six years of experience evaluating Anti-Money Laundering (AML) controls within financial institutions, particularly in areas such as Investigations, Sanctions, Enhanced Due Diligence, and Suspicious Activity Reporting. Proficiency in SQL, Jira, and JQL queries is required, along with a solid understanding of U.S. and foreign AML regulatory regimes. Familiarity with financial crimes data and the Software Development Life Cycle (SDLC) is advantageous. Strong analytical, problem-solving, organizational, and project management skills are essential, as well as excellent oral and written communication abilities. Certifications such as ACAMS, CFE, CFCS, Series 7, or other FINRA licenses are considered a plus.
The compensation package for this role includes a competitive base salary ranging from $115,000 to $150,000 annually, based on skills and experience. Additional benefits encompass an annual performance-based bonus, stock grants, a 401(k) retirement plan with a competitive company match, and comprehensive health and wellness benefits, including medical, dental, and vision coverage. The company also offers wellness screenings, health coaching, and counseling services through an Employee Assistance Program (EAP). Employees enjoy daily company lunch allowances, a fully stocked kitchen with healthy options, and various corporate events such as team outings, dinners, volunteer activities, and company sports teams. Education reimbursement and learning opportunities are also available.
Interactive Brokers fosters a dynamic and collaborative work environment, emphasizing innovation and continuous improvement. The company is committed to providing employees with opportunities for professional growth and development, supported by a culture that values diversity and inclusion. Joining IBKR means becoming part of a global team dedicated to simplifying and enhancing financial opportunities through state-of-the-art technology.
This role offers a unique opportunity to contribute to the integrity and success of a leading financial services firm, with a focus on combating financial crimes and ensuring compliance across a diverse and international client base.