Associate Vice President, Risk Management

D.A. Davidson Companies is an independent, employee-owned company with a rich history spanning 90 years. We are dedicated to conducting our business in accordance with the highest standards of integrity and ethics, and delivering outstanding service to our clients and each other. We support a friendly, open and supportive culture, and encourage candid communication and productive engagement that make our companies and each of us better. Just as we work to improve our clients’ financial well-being, we also work to strengthen local communities—and giving back is one of our core values. You can learn more about our company culture and impact in our latest annual report.

Summary/Function:
D.A. Davidson Companies is seeking a skilled, analytical, and experienced professional to join the Risk Management team as an Associate Vice President (AVP) in Risk Management, focused on financial and market risk management. Reporting to the Chief Risk Officer, in this key role, you will be responsible for analyzing, monitoring, and reporting on enterprise-wide risks, including, but not limited to, market risk related to fixed income and equity trading inventory, credit / counterparty risk, operational risk and funding and liquidity risk. This role will be critical towards the firm’s build out of the enterprise risk management program.
Qualifications:
•    Bachelor’s degree in Finance, Economics or a related field
•    Advanced degree in Finance, Economics or Risk Management desired
•    FINRA SIE and Series 99 or the ability to obtain it within 120 days of employment
•    Minimum of five years experience in financial risk management and capital markets, preferably at a broker-dealer or other financial institution
•    Experience implementing oversight activities to identify, assess, mitigate and monitor risk exposures
•    Strong knowledge of the risk control self-assessment process
•    Experience with the Bloomberg terminal and reporting tools (e.g., Power BI or Tableau) 
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