Compliance Manager
🇺🇸 New York, New York
Posted 6 days ago
Expires January 3, 2027
Financial Technology Partners (FT Partners) is seeking a Compliance Manager to oversee and execute compliance with FINRA, SEC, FCA, and related regulatory frameworks. This role requires a solid understanding of these regulatory bodies and the ability to advise firm management on strategic decisions. The Compliance Manager will also be responsible for monitoring daily compliance matters and tailoring the firm's compliance program to meet evolving needs.
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