CORE-CCO Services, LLC (CORE) is a premier Texas-based compliance services provider specializing in delivering customized, high-touch outsourced compliance resources to private fund managers across the United States. The Compliance Officer will be an integral part of client teams, collaborating with Senior Compliance Officers, Compliance Associates, and Analysts to provide exceptional compliance services. This role offers extensive client interaction, fostering deep knowledge of client businesses to deliver proactive and tailored compliance solutions.

Key responsibilities include conducting critical compliance monitoring and testing of client programs, drafting annual compliance review reports, updating compliance manuals, and preparing other essential documents. The Compliance Officer will analyze and summarize new regulatory developments, develop and deliver compliance training and tools, and participate in industry events and client development activities. Collaboration with senior management and other compliance professionals within CORE is essential to expand expertise in the private fund industry and investment adviser regulatory requirements.

Candidates must possess 3-10 years of compliance and regulatory experience, particularly with the Investment Advisers Act and federal securities laws, along with a strong understanding of the private fund industry and the unique compliance needs of private fund managers. The role requires excellent communication skills, a proactive and diligent work ethic, and the ability to effectively lead client meetings and represent CORE professionally. Attention to detail, organizational skills, and the capacity to manage multiple client engagements concurrently are crucial. The ideal candidate should be a self-starter capable of working independently and collaboratively, with the ability to train and develop Compliance Associates and Analysts.

Compensation includes a competitive salary and incentive structure reflective of the candidate's education, experience, and expertise, with opportunities for discretionary bonuses based on firm profitability. Benefits encompass competitive health plans, unlimited paid time off, and a retirement savings plan. The position offers a flexible Monday-Friday schedule in a professional office setting located in Dallas's thriving Uptown neighborhood, with the possibility of remote work. Some travel within the United States is required. CORE provides a comprehensive internal training program for ongoing professional development and opportunities to participate in industry associations and networking events.

CORE fosters a collaborative and dynamic work environment, emphasizing professional growth and development. The firm values proactive engagement, continuous learning, and the delivery of high-quality compliance services. Joining CORE offers the opportunity to work alongside experienced professionals in the compliance field, engage with a diverse client base, and contribute to building and administering robust compliance programs that enable clients to focus on their areas of expertise.