Senior Compliance Manager

Altruist, a fintech company founded in 2018 and headquartered in Culver City, California, is seeking a Senior Compliance Manager to join their team. Altruist specializes in providing commission-free digital investment platforms tailored for independent financial advisors, aiming to streamline operations and enhance client outcomes.

The Senior Compliance Manager will be responsible for overseeing and ensuring the company's adherence to all applicable regulatory requirements. This role involves developing, implementing, and maintaining compliance programs, policies, and procedures to mitigate risks and ensure operational integrity. The manager will also collaborate with various departments to provide guidance on compliance matters and lead internal audits to assess the effectiveness of compliance controls.

Ideal candidates should possess a strong background in financial services compliance, with a deep understanding of SEC, FINRA, and other relevant regulations. Experience in developing and executing compliance programs, conducting risk assessments, and managing audits is essential. Excellent communication skills and the ability to work collaboratively across departments are also crucial for this role.

While specific compensation details are not provided, Altruist offers a competitive salary and benefits package, including health insurance, retirement plans, and opportunities for professional development.

Altruist fosters a dynamic and inclusive company culture, emphasizing innovation and continuous improvement. Employees are encouraged to contribute ideas and collaborate across teams to drive the company's mission forward. The company offers opportunities for career growth and advancement within the organization.