Compliance Consultant, Conduct/Conflicts & Ethics - F500

Axiom is seeking a Compliance Consultant specializing in Conduct, Conflicts, and Ethics to support a Fortune 500 client in the financial services sector. This role is based in Hong Kong and involves providing ongoing compliance support to ensure adherence to regulatory standards and internal policies.

The Compliance Consultant will be responsible for reviewing and approving gifts and entertainment, outside business activities, and personal trading pre-clearance requests. They will assess transactions and firm touchpoints to identify potential conflicts of interest, document analyses, track deal updates, and recommend mitigation strategies. Additionally, the role includes maintaining and enhancing restricted and watch lists, reviewing personal trading and transactional activity, and drafting responses to regulatory examinations and related information requests.

Candidates should possess a bachelor's degree or equivalent and have 5-10 years of relevant experience in financial services, ideally in a control room, conflicts management, or legal/compliance role. Experience responding to regulatory examinations by securities regulators and/or self-regulatory organizations is advantageous. Strong analytical, issue-spotting, and problem-solving skills, along with excellent attention to detail and organizational abilities, are essential.

This position offers competitive compensation and a comprehensive benefits package, including health benefits and paid time off. Axiomites have access to professional development resources and learning programs. The role offers flexibility, with opportunities to work both remotely and on-site with clients, depending on preferences.

Axiom is a global leader in high-caliber, on-demand legal talent, serving clients across North America, the UK, Europe, and APAC. The company emphasizes diversity, inclusion, and social engagement, fostering a culture that values integrity and ethical conduct.