LatAm Regulatory & Compliance - Assistant Vice President / Vice President
🇺🇸 Greenwich, Connecticut
$1K - $2K Annual
Posted 6 days ago
Expires May 29, 2026
iCapital is seeking an Assistant Vice President or Vice President to join its Regulatory and Compliance team, focusing on Distribution Compliance in Latin America. This role involves providing compliance advisory and supervisory support for the firm's distribution of alternative investment products across Latin American markets. The position requires close collaboration with Distribution, Legal, Product, and Global Compliance teams to ensure that distribution, marketing, and investor communications adhere to applicable FINRA rules, U.S. securities laws, and jurisdiction-specific and cross-border requirements.
More Jobs at icapitalnetwork
Business Controls & Governance - Assistant Vice President
icapitalnetwork
🇺🇸 New York, New York
$1K - $1K Annual
Full TimeOn-siteComplianceOperations+1
Just posted
Law Firm Partnerships Manager, Assistant Vice President / Vice President
icapitalnetwork
🇺🇸 New York, New York
$1K - $2K Annual
Full TimeOn-siteConsultingOperations+1
4 days ago
Relationship Manager, Compliance Solutions - Associate
icapitalnetwork
🇺🇸 Greenwich, Connecticut
$850 - $1K Annual
Full TimeOn-siteComplianceOperations+1
4 days ago
Internal SDLC Governance and Internal Audit Engineer - Assistant Vice President
icapitalnetwork
🇺🇸 Greenwich, Connecticut, United States; New York, New York
$1K - $2K Annual
Full TimeOn-siteComplianceeDiscovery+1
1 week ago