Senior Compliance Officer

OUR MISSION IS TO ENABLE EVERYONE TO BUILD WEALTH

We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Тoday, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we’ve built in just a few years.

PURPOSE OF ROLE

To support the Head of Compliance on all areas relating to regulatory compliance

in the United Kingdom in line with FCA regulations.

WHAT YOU'LL DO

- Assist with the day-to-day compliance in line with regulatory and legal requirements and the company’s policies and procedures

- Performing risk assessments in relation to compliance risks

- Assist in the drafting of compliance related reports to the authorities (FCA)

- Draft, modify and implement the company's policies, procedures and handbooks, as needed to reflect industry best practices, the evolving regulatory environment and changes to the business

- Research, identify and report on a wide variety of compliance related matters due to the introduction of new legislation or best practices

- Maintain oversight of the relevant Compliance registers

- Assist in the function’s strategic planning and decision making

- Liaise with auditors/examiners during compliance audits/examinations as assigned

- Perform desk-based reviews to the company’s functions, systems and procedures as per the Company’s Compliance Monitoring Program

WHAT YOU NEED

- Bachelor's degree in Law, Finance, Economics or any other relevant field.

- Strong attention to detail and ability to work in a high-performance environment

- Ability to work independently and as part of a team

- A strong drive for excellence and a continuous improvement mindset

- Excellent writing skills

- Strong time management and organizational abilities

- Excellent communication and interpersonal skills

WHAT WE OFFER

- Challenges that will...