Compliance Analyst

Focus Financial Partners is seeking a dedicated Compliance Analyst to join its compliance team in Boston, MA. This role involves supporting the Chief Compliance Officer in implementing the firm's compliance program, offering exposure to various functional areas within a complex investment advisory firm, and engaging with a diverse range of internal and external stakeholders.

The Compliance Analyst will be responsible for conducting compliance testing and internal audit projects, implementing the firm's code of ethics, preparing regulatory filings, and managing large data sets. Additionally, the role requires prioritizing tasks and consistently meeting deadlines across multiple functional areas.

Candidates should possess a minimum of one year of relevant experience in investment advisor or investment fund manager operations, legal, or compliance roles. A bachelor's degree in finance, economics, or a related discipline is required. Familiarity with compliance requirements under the Investment Advisers Act of 1940 is advantageous. The ideal candidate will have excellent organizational, prioritization, and time management skills, a strong analytical mindset with attention to detail, and proficiency in Microsoft Excel, Word, Co-Pilot (or similar LLM), and Outlook applications.

The annualized base salary for this exempt position ranges from $70,000 to $90,000, depending on experience, expertise, and geographic location. Additional compensation may include an annual cash bonus and a comprehensive benefits package featuring medical, dental, vision, life insurance, and a 401(k) plan.

Focus Financial Partners fosters a collaborative and entrepreneurial environment, emphasizing professional growth and development. The firm values integrity, client-first fiduciary philosophy, and offers opportunities to work on diverse projects within the financial services sector.